Thursday, November 22, 2007

Plea to the Charge

As lawyers handling traffic and criminal cases, we will generally talk to the prosecutor and see what kind of deal they're willing to do. In most cases we get some offer for our client to plead guilty to a reduced charge. Simple examples include reducing a moderate speed to a parking ticket, a high speed to a lower speed, a misdemeanor to a violation, or a felony to a misdemeanor.

Sometimes it's straightforward like that, although in many cases there are subtleties about what reduced charge is best for the client. In drug cases, it's important to get a deal for a non-drug-related charge for young clients who might go to college. Drug convictions can make a person ineligible for financial aid. The reduced charge in traffic cases can make a big difference in things like insurance rates.

There are some situations where the defense lawyer is confronted with the offer of "plea to the charge." This is not really an offer. Plea to the charge means that the defendant pleads guilty to the offense they're charged with. If you're charged with a 97 mph speed, it means pleading guilty to a 97 mph speed. If you're charged with DWI, it means pleading guilty to DWI -- you get no reduction.

I attend seminars as often as possible, and one of my favorite speakers at these seminars put it this way once: "Why would anyone plead to the charge?" The point is, if you reject this deal the worst thing that can happen is that you're convicted of the same thing. On the other hand, all sorts of things can happen to lead to either a dismissal or conviction on lesser charges.

We put this into action a lot. Certain situations make the "plea to the charge" offer more likely, and we charge more for these. A typical example is a DWI with an accident, refusal, or a high BAC. In some counties speeding in a work zone leads to this as well. We charge our clients enough to cover our time to fight the charge, rather than just making a deal.

Many lawyers walk into this situation unprepared. They come back to the client and tell them they did the best they could, but the DA wouldn't agree to a reduction, so they pled the client guilty to the charge. At this point the client is wondering why they hired a lawyer. I'd like to say we've never done this in our practice, but it has happened once or twice. In one speeding case I remember, we had not charged the client enough and said we would require an additional fee to do a trial. The client declined. I can live with that one - though I still didn't like it.

In another, we had an attorney appear for us in a distant court and he pled to the charge rather than do a trial. I got pretty mad, but restrained myself and simply explained that in the future he would have to do a trial in that situation. I'm comfortable he understands this now.

When you are prepared (and adequately paid), you fight rather than plead to charge. We have won many cases like this. Sometimes it is so simple as the police officer doesn't show up for the hearing or trial. In other cases the officer testifies poorly, reflecting that he did a poor job at the time of the incident, or in his paperwork afterward. And of course, sometimes you lose. I've been surprised at how often we win in these situations.

One of my hopes is that, over time, the "plea to the charge" prosecutors will learn that offering better deals means less work for them and also, maybe they'll decide they don't like losing. Of course, the "plea to the charge" position is not necessarily the fault of the ADA at the court that night. Especially in Albany this is the result of a policy decision by the higher-ups in the DA's office, and maybe the DA himself.


Anonymous said...

Sometimes however by pleaing to the Charge, lets say DWI, you can get a better sentencing deal from the Judge. Simply because judges don't want to do a lot of Jury trials either.

Unknown said...

While pml may be correct that some judges will give a better deal on sentencing on a plea, it seems an improper consideration. Not that the judge shouldn't approve a plea deal with sentencing restrictions.

But, if the defendant challenges a DWI and loses, they should not face a stiffer sentence because they exercised their constitutional right to a jury trial.

In my experience, most judges do not sentence harshly after a conviction because the trial has shown all the problems with the prosecution's case.

Anonymous said...

Warren is correct in that I do not recall sentencing someone to a harsher penalty by being found guilty at trial then by pleading guilty. But by pleading guilty you may get a more favorable sentencing recommendation from the DA

Question for Warren, which is better for a DWI trial, Jury or Non-Jury?

Unknown said...

I believe a jury trial is better in almost any criminal case. The only exception is where the defendant is where there is likely to be unavoidable and damaging prejudicial material, such as if the defendant is accused of a particularly repugnant act, or if the defendant has a significant criminal history and the jury will hear it.

While I am fond of many judges, I am concerned that they face electoral pressures. Juries do not have such problems. Judges may also be more hesitant to rule against the police, since they see the same officers all the time and often are protected by those officers.